Law 749:
Securities Regulation (2.0-4.0 units)
Regulation by state and federal agencies of issuance of, and trading in, stocks, bonds, and other securities. Particular reference to SEC regulations.
- Prerequisite: LAW 603
Section | Session | Units | Type | Time | Days | Registered | Instructor | Location | Syllabus | Info |
---|---|---|---|---|---|---|---|---|---|---|
03448D | 941 | 3.0 | Lecture | 10:00-11:20am | Tue, Thu | 35 of 95 | Jordan Barry | LAW7 | ![]() ![]() | |
04082D | 968 | 3.0 | Lecture | 10:00-11:20am | Tue, Thu | 13 of 23 | Jordan Barry | LAW7 | ![]() ![]() |