Law 749:
Securities Regulation (2.0-4.0 units)
Regulation by state and federal agencies of issuance of, and trading in, stocks, bonds, and other securities. Particular reference to SEC regulations.
- Prerequisite: LAW 603
Section | Session | Units | Type | Time | Days | Registered | Instructor | Location | Syllabus | Info |
---|---|---|---|---|---|---|---|---|---|---|
03448D | 941 | 3.0 | Lecture | 6:00-8:30pm | Monday | 35 of 50 | Thomas Zaccaro | ONLINE | ||
04177D | 968 | 3.0 | Lecture | 6:00-8:30pm | Monday | 4 of 5 | Thomas Zaccaro | ONLINE |